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Management Project Phases

 

Table of Contents

The management project requirement has three distinct phases, resulting in three separate products: the concept paper, the prospectus, and the final report. Each is described in the following section. 

Phase I: Identification of the Project Topic and Site

Phase II: Detailed Project Planning

Phase III: Completing the Project

Phase I: Identification of the Project Topic and Site

Upon initial consultation with a faculty advisor, you begin the management project process by selecting a client organization and identifying a management issue, problem, or opportunity for examination.

Topic Selection

In selecting the project topic, you should keep in mind that it must meet all of the following requirements to be approved: 

  • It must demonstrate the application of systematic management practices and the use of critical thinking and analytical skills.

  • It must pertain to the content area or track of your program.

  • It must demonstrate a new capability above and beyond that necessary for your regular duties. Thus, it should not focus on subjects or issues that are part of normal work responsibilities.

  • It should result in a product that is valued by the organization so that there is a reasonable chance that the recommendations or solutions will actually be adopted. However, the project should not be under such extreme pressure or time constraints that systematic approaches would be severely compromised.

  • It should demand approximately 250 hours of your effort after the concept paper is approved.

Guidelines for UMUC Staff Who Study UMUC Topics

Effective summer 1994, students who identify UMUC as the host organization may select UMUC topics under certain guidelines. These guidelines are intended to minimize conflicts of interest or potential harm to students, faculty, or the University that may result from the process of completing the management project requirement on a UMUC-related topic. The guidelines are as follows: 

  • The concept paper, advisor assignment, and Site Supervisor must be approved by both the appropriate graduate department director and the dean, Graduate Studies, or designee.

  • Your faculty advisor must be a full-time graduate academic administrator at UMUC. This advisor may not also serve as the Site Supervisor. If at any time the faculty advisor is unable to fulfill advisement responsibilities, advisement will then be shifted to another graduate academic administrator as appointed by the dean, graduate studies, or his or her designee.

  • The faculty advisor and the Site Supervisor must be in agreement on the proposed management project and its scope, as articulated in the concept paper.

  • The faculty advisor is responsible for communicating any problems, issues, or concerns arising during your completion of the management project to the appropriate department director or to the dean, graduate studies, or designee.

  • The project may be conducted in your department of employment at UMUC but should be done on work that extends beyond the parameters of your day-to-day job responsibilities.

  • In the completion of the management project, UMUC employees may not access or utilize, without official approval to do so from the appropriate UMUC unit head, confidential student, faculty, or staff information, files, or documents that are not a matter of public record.

  • Any references to UMUC or any specific individual employed at UMUC must be removed from the final report and alternative designation(s) provided, unless written authorization is received from the unit head, as well as the specific individuals and units involved in the project.

Management Projects Involving Restricted Subject Matter

UMUC cannot guarantee total confidentiality of student Management Projects because the University is subject to public scrutiny. If information contained in the Management Project presents a threat to the security of an individual or organization, the issue must be discussed in advance with a Management Project advisor and an official of the sponsoring organization. Students are held responsible for obtaining final clearance of their topics. 

Site Location

Your first objective should be to select a client organization and identify a meaningful problem or opportunity. Be sure that the problem or opportunity selected is within your technical competence, that it can be accomplished within the appropriate time frame (a seemingly simple but extremely important criterion), and that it has the support of the client organization in terms of access, reportable results, and available information. Any reasonable problem or opportunity acceptable to an organization and in compliance with the general requirements listed in this handbook may be approved, as determined by the department director and faculty advisor. 

If possible, you should use your own work locations as the site of the management project. You may do the project in your own departments or in another part of the organization that would benefit from a well-researched project. For example, a contracts administrator might choose to work on an information system problem in a personnel department. 

You may not be able to accomplish your project within your organization. In this case, you should seek a project that satisfies the general requirements of the management project at an agency, organization, or business in which they have a contact. This could be a church or other not-for-profit organization. 

You should take care to ensure that selection of an organization does not represent a conflict of interest. If a conflict of interest exists, another organization must be chosen. The faculty advisor can help in determining if a conflict exists. Only employees of UMUC are allowed to perform projects on its operations or organization, given the requirements outlined in the section titled “Guidelines for UMUC Staff Who Study UMUC Topics” are met. 

Responsibility for Costs Incurred in Undertaking Project

Costs associated with the project, on- or off-site, will be borne by you when not assumed by the client organization. 

Role of the Site Supervisor

Students must have an on-site supervisor (“Site Supervisor”) to ensure they are aware of the true needs of the organization and can obtain the necessary resources and access to complete the project. As part of the prospectus approval process, the faculty advisor will contact the Site Supervisor to discuss the project and the roles and responsibilities of all involved. 

The Concept Paper

The first product of the Management Project is a concept paper. You will submit a two- to four-page paper to the program director for approval that details the project topic and identifies the site. 

In general, the concept paper is structured according to the following format: 

Context: Identification of the organization and unit within which the problem/opportunity exists and the potential impact the project will have on the sponsor.

Statement of Problem/Opportunity: Discussion of the problem/opportunity, including its source, symptoms, magnitude, and any possible causes. For purposes of clarity, the problem/opportunity should be stated as specifically, fully, and succinctly as possible in one sentence. Then statement must be elaborated as needed.  The problem statement must not be confused with an anticipated solution. Only the problem should be stated.

Approach: A brief description of the steps that might be involved in determining a viable solution/approach to the problem/opportunity. Although data collection methods may be discussed, it is important that you work with a faculty advisor before making decisions or undertaking data collection. It is appropriate to identify the types of literature to be explored and individuals who may serve as resource persons for the project.

The concept paper must be submitted to the appropriate program director along with a completed Management Project Approval Record (see Appendix A). Upon receipt and review of the concept paper, you will receive written notification and will be assigned an advisor who will work with you in the next phases of the management project. If not approved, up to three revisions of the concept paper may be submitted on the same topic. Thereafter, if the concept paper is not acceptable, a new topic must be chosen and the process begun anew.

Phase II: Detailed Project Planning

The Prospectus

Upon approval of the concept paper, you prepare the second product of the management project, the prospectus. This document, which is at least 10 pages long, presents the problem/opportunity, a brief review of relevant literature, and a discussion of the approach to be taken. The primary purpose of the prospectus is to ensure that you have thoroughly considered the problem and have both the direction and the resources necessary to arrive at an appropriate solution or outcome. 

Students should complete the prospectus within the first half of their enrollment in the appropriate class. 

In general, the prospectus should contain the following elements in the order in which they are presented: 

  1. Statement of Problem/Opportunity: This section should begin with a statement of the problem/opportunity and an explanation of the organizational context in which it has arisen. A detailed discussion of the scope, impact, symptoms, probable causes, and effects of the problem should be provided. Relevance to organizational mission and goals should be considered, as should such issues as the impact on organizational effectiveness, productivity, and budget. Consequences of doing nothing should also be explored. Finally, the purpose and objectives of the project should be clearly stated.

  2. Literature Review: The primary purposes of the literature review are to establish the theoretical foundation for the project, to critically examine how the identified literature applies to the problem/opportunity being studied, and to illustrate your research and information-gathering ability. All relevant concepts, theories, and ideas should be identified, and an explanation of how and why they pertain to the problem should be provided. Works that apply specifically to the project approach and methodology should also be discussed.

  3. Approach and Methodology: A detailed step-by-step discussion of the proposed research process must be provided in this section. In consultation with the faculty advisor, you must design a research methodology that is appropriate for the problem, will generate useful information, and lead to viable recommendations. (Appendix B contains a list of references that may be helpful in designing a research methodology.)

This section should be organized around purpose rather than specific research tools. In many projects a preliminary step is to establish the status quo (i.e., a baseline analysis). A variety of tools might be used to do this, including surveys, interviews, observation, and so on. A second step is frequently to identify and clarify the goals and objectives of key problem stakeholders. Again, this might be accomplished through a survey or interviews, or it might be found in documents and memoranda. The methodology section should not simply be a list of activities but should show what information is needed, why, and how it will be collected. You must work with your faculty advisors to determine the most suitable methodology for your particular problem. Decisions about the tools to be used should not be made in advance and should not drive the project. 

In writing this part of the prospectus, you should provide very specific information about what you intend to do. When considering how explicit to be, consider what someone would need to know to undertake the same project 10 years into the future or in another organization. If, for example, interviews are used, you should indicate with whom you plan to speak; when, how, and why the interviewees were selected; and what exactly will be asked. All interview guides, survey instruments, or letters must be included as appendices to the prospectus and must be approved by your faculty advisor before they are used. In most instances, you will need to pilot the selected instrument(s) before actual use. All of this should be explained in the document. 

When designing a survey instrument or interview guide, it is important to review the scholarly and professional literature to see what others have done in similar circumstances. Building on, and contributing to, the work of others is an important component of the research process. When discussing a survey instrument, explain the rationale for the questions to be asked, discuss the expected outcomes, and explain what will be done with the data once they are collected. 

In designing the research methodology and selecting tools, it is important to generate a variety of alternatives from which to choose. An acceptable outcome of this process is one that provides decision makers with a number of options. Once the data have been collected and the alternatives identified, you are responsible for undertaking an analysis of the options and making a recommendation about which seems most desirable. Supportable criteria must be established for this purpose. 

Finally, a summary review and a time series diagram (such as a PERT or GANTT chart) for managing the entire project process must be referenced in this section and appended to the document. 

Note: If you choose to do primary data collection and intend to use a survey, you must first complete a Use of Human Subjects Guarantee of Compliance Form (see Appendix A) and submit it to their faculty advisor. 

  1. Constraints and Limitations: This section should explain the factors that may prevent you from providing a full or unbiased analysis of the problem or opportunity. All projects are limited both in the scope of research that is possible and in the solutions that are feasible. Projects are often constrained by budget, political environment, limitations on the time of key stakeholders, an unhealthy organizational climate, and so on. Students sometimes find that the problem is so complex that they must confine the project’s scope to a preliminary analysis. Other limitations include a smaller than desirable sample size, the need to work on the project as a member of an existing work team, and changing managerial views as the project evolves. Some of these determine what can safely be concluded from the study while others serve as criteria when assessing the merits of alternatives.

  2. References: Provide a list of all the sources that are cited in the body of the prospectus and in the final report. Compliance with the standards outlined in the fourth edition of the Publication Manual of the American Psychological Association is mandatory. Documents that fail to meet these standards will be returned for revision.
Bibliography: The bibliography provides a list of all sources of information used, regardless of whether they were cited in the report or not.

Guidelines for Submission of the Prospectus

One copy of the prospectus should be sent to the management project advisor. The following forms (found in Appendix A) should be completed and attached.

  1. Management Project Prospectus Checklist, which serves as a cover sheet and transmittal memo.

  2. Management Project Approval Record, on which students complete the top section (above “ACTION STATUS”). This must be submitted with each draft.

  3. Use of Human Subjects Approval Record, if appropriate.

The prospectus must be approved by the management project advisor and department director. You may submit up to four drafts of the prospectus. If the prospectus is not approved on the fourth submission, you must select a different problem/opportunity and begin the entire process anew with a concept paper. 

The final prospectus must be discussed with, and reviewed by, the Site Supervisor. The advisor will discuss the project with the Site Supervisor by telephone before final approval of the prospectus to ensure that adequate organizational support will be forthcoming. 

You receive formal notification of prospectus approval from your advisor once your Site Supervisor has been contacted. After receiving approval, youmay begin collecting and analyzing data for your final reports. 

Phase III: Completing the Project

The Final Report

This document is the final required product of the management project process. It usually ranges in page length from 30 to 80 pages and consists of the following: 

  1. Title Page: This section should follow the format in Appendix C-1.

  2. Acknowledgements: This section is optional.

  3. Table of Contents: This section should follow the format in Appendix C-2.

  4. Abstract/Executive Summary: This one- to two-page section consists of  a 500-word overview of the management project report.

  5. Statement of the Project’s Purpose: This should conform to section 1 of the prospectus but must be changed to the past tense.

  6. Discussion of the Problem/Opportunity: This should conform to section 1 of the prospectus. Cause(s) of the problem should be clearly identified and distinguished from the observable effects. The past tense should be used.

  7. Literature Review/Discussion of Sources: This should conform to section 2 of the prospectus. Additional literature/sources not identified in the prospectus should be included.

  8. Statement of Approach and Methodology: This should conform to section 3 of the prospectus, but must be written in the past tense. If a survey was used, the population, sample size, and return rates of each survey must be identified and assessed for validity and reliability. The responses to each question of a survey should be analyzed and summarized to yield a set of findings. These findings should be included in section 10 of the report.

  9. Limitations of the Study: This should conform to section 4 of the prospectus. Constraints and limitations discovered during the data collection and analysis process should be included.

  10. Presentation, Analysis, and Discussion of Relevant Data: This section discusses what was found and the meaning(s) of the finding(s). The analysis of the report must refer to relevant scholarly literature and to the probable causes that were identified in section 1. The primary focus should be on analysis rather than description, but care must be taken to provide the reader with all relevant information about what was discovered as a result of the research. This section should be organized according to purpose rather than activities or tools. For example, if a baseline analysis was conducted and both interviews and a review of documents were used to collect information, students should explain what was found from each activity and then discuss the implications for the problem at hand.

  11. Assessment of Alternatives: This section should present and assess the major alternatives that were generated as a result of the research process. The alternatives must be clearly tied to the original problem and to the findings and should be logically derived from the work that was undertaken. 

  12. Recommendation(s): This section presents recommendations arising from the study. Each recommendation must be directly related to the original problem discussion, the methodology, the findings, and the exploration of alternatives. You must explore both the relative merits of the recommendations and issues related to implementation. Needed changes or further work should be identified. If there are product deliverables, include them as an Appendix to the report.

  13. Final Summary and Evaluation: This involves a discussion of what was learned from the project that will improve or help develop your management ability. Also to be included are new ideas discovered during the research process and classroom concepts that made the project experience more meaningful to the student. 

  14. References and Bibliography: This section should follow the same format as in the prospectus but with added materials.

  15. Appendices: All important supplementary materials must be included as appendices to the document. They should be sequentially presented corresponding to the order of presentation in the report (e.g., Appendix A might be a copy of a letter that was sent out or an interview guide that was used, Appendix B might contain a survey that was used, Appendix C might contain comprehensive information about data collected, and so on). It is important to remember that appendices are supplementary to the report. Readers should not have to refer to them to understand what is being said; rather, they should be used to verify a finding or discover more details on a particular issue.

Guidelines for Submission of the Final Report

A final report must be submitted to the faculty advisor for review. Only one copy of each draft should be forwarded to the advisor until the report is approved. The edited versions (containing the advisor’s comments) are to be returned with each new draft. Information about submission requirements may be found on the Management Project Final Report. 

The checklist (included in Appendix A) should be completed and attached as a transmittal cover sheet for each version of the draft report. This does not take the place of the required report title sheet. 

 Three documents must be attached to the final report (Included in Appendix A): 

  • A Management Project Assessment Form. The top information block should be filled in and presented to the site supervisor who completes and returns it to the students advisor at the Graduate School.

  • An up-to-date Management Project Approval Record, which includes any changes made since its submission with the prospectus.

  • A Management Project Final Report Checklist completed by the student.

Advisor Approval of Report

The faculty advisor must approve the final report before it can be presented to a committee. Students are permitted to submit up to three revisions of the original submission of the project report. If the final report is not approved by the advisor on the fourth submission, you will not be allowed to present it to a committee and will need to either begin the entire process again or switch to the two-course end of program option. 

Once you are advised that the project is complete and ready for committee presentation, three copies must be submitted to the faculty advisor for distribution to the committee. One copy must be presented in a three-ring notebook with a title sheet inserted in a cover packet and be accompanied by two unbound stapled copies with title sheets. The faculty advisor will provide instructions for scheduling the presentation. 

Oral Presentation

You are expected to conduct their oral presentation of the final report in a professional manner. This 15- to 20-minute presentation is intended as an opportunity to organize and conduct a briefing on the project before a committee of faculty members. The format and content should be similar to what might be expected for a formal presentation to an employer. The following are some helpful tips in preparing for the oral presentation. 

  • Purpose: The primary purpose of the oral presentation is to provide you with constructive feedback that can be incorporated in your follow-up briefing to the sponsoring organization.

  • Order: An appropriate order for the presentation is (1) an overview (telling them what you will tell them), (2)presentation of  the message, and (3) a summary of the presentation (telling them what you have told them). Committee members will ask questions about the report after the formal presentation has been made. Typically, this takes 30 to 40 minutes.

  • Content: You should be selective about the content of the presentation. It is neither possible nor desirable to cover all aspects of the project in a brief 15- to 20-minute presentation. You should therefore present the audience with the information it will need to understand the purpose of the project, the specific problem that was examined, the approach taken, the methodology employed, what was learned, and what is being recommended. Committee members will be particularly concerned that all recommendations can be explained and justified. Following the presentation, you respond to committee questions for about 30 to 40 minutes. It is a good idea to prepare back-up information in anticipation of committee questions.

  • Visuals: Also important for the oral presentation are the visual materials used to support what is being said. Viewgraphs/transparencies, flip charts, and hand-outs all help to keep you and the committee focused. Overheads and printed materials should employ bullets that serve as talking points rather than long sentences or paragraphs. It should be possible to read all overheads from at least 20 feet away.

  • Rehearsal: Students find it helpful to practice their presentations several times, using friends and colleagues as the audience. Because the time allocation is treated seriously, it is a good idea to clock practice sessions to ensure they are well within the allowed 15- to 20-minute timeframe.

  • Style: You should dress as you would for a formal presentation to senior management. After being introduced, you should take control and stand up and talk with clarity and at a volume that allows everyone in the room to easily hear. When visuals are used, it is important  to maintain eye contact with the audience, and you should be careful to stand clear of the visuals so they can be read. It is also important to maintain strong, but not overbearing, eye contact, which helps retain audience attention. References to specific pages in the report should be used sparingly, if at all.

Evaluation

A minimum of two (and no more than three) graduate school faculty members, including the management project advisor, evaluate the final report and presentation. Students are graded separately on the report and presentation. The possible grades are pass, conditional, and fail. A conditional pass grade for the report is assigned in cases where the correction of a few minor errors is necessary, but the report and presentation are otherwise acceptable to all committee members. This grade will be changed to a pass once these corrections have been made and approved by the committee. Students receiving a conditional pass grade have 30 days from the date of their committee presentation to complete the necessary work and submit the final report to their advisor. 

If a failing grade is received on either the presentation or the final report, you have one more opportunity to achieve a passing grade. At the discretion of the committee, this opportunity may involve resubmitting the report, repeating the presentation at a later date, or both. A period not to exceed one semester will be allotted to satisfy the requirements specified in this case. The faculty advisor cannot offer you help beyond feedback received from the committee. If the report is not approved, or the second submission and/or presentation is still unsatisfactory, you will be dismissed from the program. In this situation, an application for a Professional Development Certificate may be obtained from the office of Graduate Services. Certificates are awarded in lieu of diplomas if all certificate requirements are satisfied. 

The written report will be graded on format, context, style, mechanics, and substance; the appropriateness and completeness of the literature review; the presentation, logic, and analysis of relevant data; and  the extent to which recommendations are likely to produce desired outcomes. 

The oral presentation will be graded on professionalism, format, logic, context, and mechanics. 

Students who receive a conditional pass or a failure on their Management Project report or presentation may not switch to the two-course end-of-program option. Once the project report has been presented to a committee, you must successfully complete the Management Project to meet the requirements for graduation.